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Winning the War, losing the Peace in Iraq

 

Following the invasion of Iraq, the role of nation-builder for the United States proved much greater than initially anticipated. Serious security challenges emerged. The United States responded with a series of political measures that had a highly questionable impact on the overall situation in Iraq.

 

By Rahul Sharma

 


 

In 2003, the United States managed to oust the Saddam regime with ease. It, then, committed itself to the task of nation-building, a task for which the world’s only remaining superpower was ill-prepared for. The United States abysmally failed in the realm that is most crucial in nation-building effort – security. Without security, any reconstruction effort is prone to fail.

 

Thus, the coalition forces elicited a violent response from the very start of the occupation [1] and by July 2003 the resistance turned into a vicious guerrilla war. [2] The violence has paralyzed the country, bringing it to the brink of ruin and devastation. Since the start of the U.S. occupation an estimated 650,000 Iraqis lost their lives as a result of the war [3], while nearly 1.8 million Iraqi fled the country by November 2006, according to United Nations High Commissioner of Refugees (UNHCR) [4].

 

Moreover, the unbridled use of force and the rather loose rules of engagement have translated into troops quickly opening fire at checkpoints, roadblocks, and during house-searches and other kinds of operations. This is an indictment on the flawed strategy used by the United States to allay the security situation and is symptomatic of the mistakes made by the United States in Iraq.

 

Missing the post-conflict phase

 

Experts have attributed the lack of readiness for the occupation to the obstinacy of the Bush administration, especially the then Secretary of Defense Donald Rumsfeld, to deploy sufficient number of troops. [5] Moreover, the invasion of Iraq was planned without a strategy for guaranteeing security in the post-conflict period. [6]. The dominance of the Department of Defense to the detriment of the role of the State Department meant that expertise in dealing with post-conflict reconstruction was lacking and the Coalition Provisional Authority was run by Department of Defense. [7]

 

Prior to the invasion the State Department had been engaged for years in hatching plans for stabilising and reconstructing post-conflict Iraq by involving experts, Iraqi expatriates and looking at the political, economic and social component of post-conflict Iraq. Conversely, the Department of Defense had not been engaged in such an undertaking since the end of the occupation in Germany and Japan in 1952. [8]  

 

The dire security situation would have required much higher troop levels: between 250,000 to 450,000, rather than 130,000. [9] Nation-building efforts like the one in Iraq are enterprises that heavily depend on manpower, as at the outset the local forces may display reticence towards carrying out public security measures. [10] Maintaining security is especially important given that Iraqi society is so vast, so heavily armed and internally divided. [11]

 

Furthermore, inadequate advance planning for the use of security forces in constabulary activities meant that only US and British troops were responsible for ensuring civil security immediately after the invasion.

 

The post-conflict situation demands a whole range of task to be performed such as patrolling the border, customs regulation, collecting weapons, arresting members of radical organizations with the help of the of police. [12]

 

Constabulary forces with armoured vehicles and some heavy weapons normally perform the latter tasks. Nations such as Germany, France, Spain and Italy have a long history for having police organizations with paramilitary capabilities, which can effectively deal with volatile civil security situations [13] as well as performing the aforementioned tasks.

 

However, these states were not included in the coalition from the start or eventually decided to abandon – and British lessons in Northern Ireland were not heeded. This did little to alleviate the insecurity. [14]

 

Failure of Security Sector Reform in Iraq

 

As months went by petty crime became more rampant and posed a grave security problem, overshadowing the entire reconstruction effort. The Americans were not able to bring theft, rape and car-jacking in Baghdad and in other cities under control.

 

Consequently, the post-conflict security situation in Iraq would have necessitated having police forces, which maintain law and order, prevent crime as well as obtain local intelligence. [15] Since the United States severely lacked police forces for post-conflict situation, it undertook the task of recruiting and training new Iraqi police forces.

 

Unfortunately, the Americans only commenced with the recruitment process months after the invasion. This enterprise was further marred by the lack of efficiency, bad planning and unbelievable incompetence. [16] The vital resources such as cars, radios, and body armour were short in supply and frequently meant that the police faced criminals and terrorists who were better armed and equipped than they. [17]

 

This prevailing sense of lawlessness had a devastating impact, as Iraqi politicians and coalition civilian workers lost their lives, [18] depriving the nation-building venture of highly important personnel.

 

Disbanding logic

 

The decision by the Americans to disband the Iraqi armed forces and intelligence service further complicated matters and sowed the seeds of discontent. Thus, the Coalition Provisional Authority decided to dissolve the Iraqi army without paying salaries and pensions and, thereby, relinquished the chance of having 400,000 Iraqis and their families as possible partners rather than antagonists. [19]

 

For demagogues such as the Shiite cleric the Muqatda al-Sadr these circumstances were a boon for their cause, as they sought to recruit followers from a pool of discontented, unemployed and destitute Iraqis. This ill-conceived American decision had other profound implications, as the Iraqi Army could have been used to bring security and it would have been possible to curtail factionalism within the Iraq. [20]

 

Having disbanded the Iraqi Armed Forces, the United States was now obliged to remain in the country at least until an Iraqi security force was in place under the command of a legitimate, civilian government.[21]

 

The Civil Mayhem                    

 

As the occupation progressed it became abundantly clear to the United States that by invading an ethnically diverse country such as Iraq it had opened a Pandora’s Box.

The invasion violently unleashed sentiments that had previously been kept in check by the authoritarian regime of Saddam and set a chain of events in motion that were beyond the control of the United States.

 

Iraq’s diverse communities became rigidly divided along ethnic, religious and tribal lines as the occupation continued, culminating in an orgy of violence in areas with a mixed population. The divide between the Sunni-Shiite became more pronounced and violent. The sense of political exclusion felt by the Sunni population made them turn against the occupation and resort to violent resistance. [22] The majority of the bombings on the roadside, the assassination of contractors and other means of sabotage were largely carried out by Sunnis.

 

The attributes of a dirty war were in abundance, as a small pocket of insurgents was creating sectarian strife by killing Shiites and some government forces in return were extracting vengeance from the Sunni community. [23] The Sunnis thought that if they targeted Iraqis as well as the occupiers they might curb the emergence of a state with the capacity to enforce laws and where the Shiites would play a dominant role. [24]   Sunnis still equated Iraqi identity with Sunni peculiarities, magnified through the ‘lens of nationalist Baathism.’ [25]

 

Babies, bathwater and de-Baathificaton

 

The Sunnis felt especially marginalised by the process of de-Baathification. The American decision to disband the regimes’ entire security apparatus meant that they lost their main guardian for protection in the future. [26] From the point of view of Sunnis, the process of de-Baathification was perceived as the brainchild of the Shiite-dominated government of driving away the spirits of the past, which included Saddam’s regime; but since Sunnis as such became its main targets, it was perceived by many as a ‘de-Sunnification’ process. [27]

 

Moreover, during the rule of Saddam’s regime Shiites resented being dominated and kept weak by the Sunni minority. [28]  The assassination of Shiite clerics merely stoked the misgivings of the Shiite religious elite and further entrenched the opposition vis-à-vis the Baath regime even before the invasion in 2003. [29] The ideological rift has been further deepened by personalities like Muqtada Al-Sadr.

 

Consequently, it is hardly surprising that the rising sectarian tension has coincided with his movement’s increased involvement in the carnage between Sunnis and Shiites. [30]  The attack on the Shiite shrine in Samara in February 2006 was a watershed, as the violence reached horrific dimensions and the Sadrists, an apprehensive and power-deprived bunch, indiscriminately sought vengeance on alleged Baathists and Wahhabis. [31] 

 

Legitimacy vacuum

 

The highly questionable circumstances of the American-led invasion combined with its inability to maintain security meant the government that was installed would inevitably be seen as illegitimate.[32] Moreover, Iraqis had serious fears about the motivation of the Americans. Many Iraqis asked, didn’t the superpower invade Iraq for geopolitical reasons and rich natural resources rather than liberating the Iraqi people and making the country into a democracy?

 

In addition, the Iraqis had particular recollections of bygone clashes with the West during the heydays of colonialism, while the posture of the Bush administration vis-à-vis the Israeli-Palestinian conflict merely broadened the legitimacy gap.

 

In order to attempt to close this gap it was crucial that the United States did press for international involvement, particularly from France and Germany as well as the United Nations, in the political administration of Iraq. This was an undertaking that the international community as a whole, however, viewed with reticence, as they feared that any involvement on their part would sanction a war that was illegal and involved unwarranted military intervention. [33]

 

Democracy-cum-anarchy

 

Following the invasion, the Coalition Provisional Authority, a source of profound American influence and power in Iraq, ensured that legitimate Iraqi leaders were installed in prominent governance functions. [34] Thus, CPA finally created the Iraqi Governing Council on 13 July 2003.

 

The initial public enthusiasm for the council proved short-lived and it was increasingly considered to be nothing more than a talking shop created by the occupiers. Many of the members of the council were chosen at the will of the CPA and the latter retained restrictions over it that were tantamount to a veto. The council was perceived as nothing more than an extended arm of the CPA and its legitimacy was in tatters.

 

The Iraqi Governing Council was further discredited by the fact that it included many exile Iraqis and contested personalities in key position, particularly Ahmed Chalabi. The Iraqi Governing Council was meant to represent Iraqi ‘demos,’ albeit with officials who were not elected. [35]

 

Subsequently, the most effective way to create national authority would have been elections for a transitional government. [36] This was far from easy to implement for the United States without worsening violence and polarisation in a country with poor communication networks, unreliable electricity and a critical security situation, [37] not to mention the weak administrative apparatus for ballots and the little time allowed for political parties to emerge. [38]

 

Nevertheless, efforts were made to set up municipal and provincial political councils throughout the country during the first year of the post-war period, but the lack of resources and the high level of centralisation by the CPA compromised their progress. [39] The CPA failed to cultivate economic and social development at the local level and, as a result, the occupation foundered to ameliorate its legitimacy. [40]      

 

In all, the process of de-Baathification was detrimental for the nation-building effort of the United States and emanated in dire consequences on many levels. The de-Baatihfication was too broad and tended to include people who could have been key for Iraq’s future. People who held important positions during the Ba’ath regime as well as those who enjoyed some legitimacy were barred from participation in future government.[41]

 

Furthermore, once the United States decided to disband the army, it had blithely squandered the chance to include officers and soldiers alike in the new order, imprudently pushing them into the arms of the violent insurgency. [42] Thus, the predicament that pervaded was that if you were a member Saddam’s regime you were blemished because Saddam did not tolerate opposition, but if that was not the case you were discredited for scant political experience and no political constituency. [43]

 

Constitutional discontent

 

One of the chief priorities of the United States was to provide Iraq with a constitutional framework that would provide a strong backbone for democratic governance and the rights of individuals in Iraq. [44] However, the virtues of the constitution have been questioned, with critics expressing trepidations that certain provisions sowed the seeds of discontent. [45]

 

The constitution suffered from the fact that important passages, such as those concerning decentralisation and taxation, are nebulous and leave open the possibility of conflict. [46] It follows that important aspects have been left for future legislation, with many fearing that the Constitution is likely to reflect and entrench Shiite dominance. 

 

Furthermore, the unremitting opposition of Sunnis vis-à-vis the constitution is testimony to a deep divide running through Iraqi society. Sunnis felt that the hastened constitutional process failed to deliver an appropriate role in a federal Iraq while others decried the fact they were not included in the negotiation and any objections were largely ignored. [47]

 

The Sunnis refused to sign the constitution after the negotiations on the draft started in a forum consisting of Shiite and Kurdish leaders rather than the Constitutional Committee. [47] They also resented the loss of their dominant position and believed they would be outnumbered in the National Assembly. [48]

 

The Bush administration was in a haste to get things done. The Americans desperately wanted to meet the deadline for the draft of the constitution, even if that meant sacrificing the inclusion of certain players in the constitutional process, as it wanted to reduce troop levels by 2006. [49]

 

Furthermore, many Iraqis reacted with consternation that no real public debate took place that could have achieved some sort to lasting national consensus. [50] The constitutional process raised expectation that could not be easily fulfilled within the given time.

 

Some of the objectives of the constitution included national unity that would deprive the insurgency of its legitimacy and cultivate the democratic system that granted freedoms. It was to be completed by 15 August 2005. [51]

 

The constitution: a spoil of war

 

The Bush administration came to the belated realisation that in the nation-building scheme in Iraq the constitution became part of the political struggle rather than a panacea to it. Ironically, with the conception of a constitution the prospects for unity became increasingly distant, fuelling a berserk security situation rather than allaying it.

 

Ultimately, the political failure was a catalyst for an already very dire security situation. Security matters more than anything else in a nation-building effort and is the central pillar of it. It is essential for other aspects of a nation-building venture to work. The inability of the United States to bring security in the immediate aftermath of the post-war situation in Iraq meant that the situation quickly spiralled out of control and deteriorated with the policies that followed, sucking Iraq into a vortex of destruction.

 


 

References

 

[1] R.C. Orr, The United States as a Nation Builder, (Washington, 2004), p. 267.

[2] B. N. Crocker, Going it Alone, Gone Wrong. In Robert Orr (Ed.): An American

Strategy for Post-Conflict Reconstruction, (Washington, 2004) , p. 270.

[3] G. Burnham, R. Lafta, S, Doocy, L. Roberts, Mortality after the 2003 invasion of Iraq: a cross-sectional cluster sample survey. In The Lancet, October 2006, p. 1. Retrieved 5 December, 2007 from http://www.thelancet.com/webfiles/images/journals/lancet/s0140673606694919.pdf

[4] D. L. Byman, and Pollack, K. M., Things Fall Apart, (Washington, 2007), p. 18.

[5] J.Cherian, The Race for Baghdad. In The Hindu, January 13, 2007. Retrieved from

http://www.globalpolicy.org/security/issues/iraq/occupation/2007/0113racebaghdad.hm

[6] M.E. O'Hanlon, Iraq without a Plan, (Washington, January 2005).

[7] Ibid.

[8] R.C. Orr, The United States as a Nation Builder, (Washington, 2004) , p. 265.

[9] J. Dobbins, Learning the Lessons of Iraq, In Fukuyama (Ed.): Nation Building. Beyond Iraq and Afghanistan, (Baltimore, 2006) , p. 222.

[10] Pascual, C. and Pollack, K. M., The Critical Battles: Political Reconciliation and Reconstruction in Iraq, In Washington Quarterly, Summer 2007, p. 9. Retrieved 10 October, 2007 from http://www.brookings.edu/articles/2007/summer_iraq_pascual.aspx

[11] M. A. Flournary, Nation-Building. Lesson Learned and Unlearned. In Fukuyama (Ed.): Nation Building. Beyond Iraq and Afghanistan, (Baltimore, 2006) , p. 92.

[12] J. Dobbins, Learning the Lessons of Iraq, (Baltimore, 2006), p. 223.

[13] S. Feil, Laying the Foundation for Peace. Enhancing Security Capabilities. In Robert Orr (Ed.): An American Strategy for Post-Conflict Reconstruction, (Washington, 2004), p. 48.

[14] S. Feil, Laying the Foundation for Peace. Enhancing Security Capabilities. (Washington, 2004), p. 49.

[15] Ibid., p. 49.

[16] F. Fukuyama, Guidelines for Future Nation-Builder, (Baltimore, 2006), p. 235.

[17] L. Diamond, What went Right and Wrong in Iraq, (Baltimore, 2006), p. 2.

[18] Ibid.

[19] Ibid.

[20] Ibid.

[21]Feldman, N., What we Owe Iraq. War and Ethics of Nation Building, (Princeton, 2004), p. 81.

[22] Ibid.

[23] L. Diamond, What went Right and Wrong in Iraq, (Baltimore, 2006) , p. 174.

[24] International Crisis Group. The Next Iraqi War? Sectarianism and Civil Conflict Middle East Report N°52 February 2006.

[25] N. Feldman, What we Owe Iraq. War and Ethics of Nation Building, (Princeton, 2004), p. 43.

[26] Ibid., p. 46.

[27] International Crisis Group, The Next Iraqi War? Sectarianism and Civil Conflict

Middle East Report N°52, p 10. Retrieved 8 October from http://www.crisisgroup.org/home/index.cfm?id=3980&l=

[28] Ibid.

[29] C. C. Crane and W. A. Terrill, Reconstructing Iraq, (Strategic Studies Institute, 2003), p. 26.

[30] Ibid., p. 26. 

[31] Ibid., p. 26.

[32] International Crisis Group. Iraq’s Muqtada Al-Sadr: Spoiler or Stabiliser? Middle

East Report N°55. PDF Version, 2006, p 23. Retrieved 6 October from 

http://www.crisisgroup.org/home/index.cfm?id=4210&l=1

 

[33] Ibid.

[34] N. Feldman, What we Owe Iraq. War and Ethics of Nation Building, (Princeton, 2004), p. 114. 

[35] L. Diamond, What went Right and Wrong in Iraq, (Baltimore, 2006) , p. 183.

[36] N. Feldman, What we Owe Iraq. War and Ethics of Nation Building, (Princeton, 2004), p. 114.

[37] Ibid., p.184.

[38] B. N. Crocker, Going it Alone, Gone Wrong, (Washington, 2004), p. 275

[39] L. Diamond, What went Right and Wrong in Iraq (Baltimore, 2006), p. 184.

[40] Ibid., p. 180.

[41] Ibid., p. 180.

[42] N. Feldman, What we Owe Iraq. War and Ethics of Nation Building, (Princeton, 2004), p. 114.

[43] L. Diamond, What went Right and Wrong in Iraq (Baltimore, 2006), p. 189.

[44] J. Marrow. Iraq’s Constitutional Process II. An Opportunity Lost (United States Institute of Peace, November 2005) p. 20.

[45] International Crisis Group, Unmaking Iraq: A Constitutional Process Gone Awry. Middle East Briefing N°19, 26 September 2005, p.2. Retrieved 5 October, 2007 from

http://www.crisisgroup.org/home/index.cfm?id=3703&l=1[51] Ibid., p. 2.

[46] International Crisis Group, Unmaking Iraq: A Constitutional Process Gone Awry. Middle East Briefing N°19, 26 September 2005. Retrieved 5 October, 2007 from http://www.crisisgroup.org/home/index.cfm?id=3703&l=1

[47] J. Marrow, Iraq’s Constitutional Process II. An Opportunity Lost, United States Institute of Peace, November 2005, p. 22.

[48] Ibid.

[49] L. Diamond, What went Right and Wrong in Iraq (Baltimore, 2006), p. 189.

[50] Ibid.

 

Rahul Sharma is studying Political Science at the University of Munich. He works as an English teacher at the University of Applied Sciences in Munich and regularly participates in National Model United Nations.